The Resource A practitioner's guide to FINRA sanctions analysis, Rory C. Flynn

A practitioner's guide to FINRA sanctions analysis, Rory C. Flynn

Label
A practitioner's guide to FINRA sanctions analysis
Title
A practitioner's guide to FINRA sanctions analysis
Statement of responsibility
Rory C. Flynn
Title variation
  • FINRA sanctions analysis
  • Practitioner's guide to Financial Industry Regulatory Authority sanctions analysis
Creator
Contributor
Author
Issuing body
Subject
Language
eng
Cataloging source
TEFOD
http://library.link/vocab/creatorName
Flynn, Rory C
Index
no index present
LC call number
KF1070
LC item number
.F574 2015
Literary form
non fiction
Nature of contents
  • dictionaries
  • bibliography
http://library.link/vocab/relatedWorkOrContributorName
American Bar Association
http://library.link/vocab/subjectName
  • Financial Industry Regulatory Authority
  • Stock exchanges
  • Securities industry
  • Sanctions (Law)
Label
A practitioner's guide to FINRA sanctions analysis, Rory C. Flynn
Instantiates
Publication
Bibliography note
Includes bibliographical references
Carrier category
online resource
Carrier category code
cr
Carrier MARC source
rdacarrier
Color
multicolored
Content category
text
Content type code
txt
Content type MARC source
rdacontent
Contents
Introduction -- Background -- Sanctions analysis -- The review of sanctions on appeal -- Conclusion
Dimensions
unknown
Extent
1 online resource
Form of item
online
Isbn
9781627229753
Media category
computer
Media MARC source
rdamedia
Media type code
c
Specific material designation
remote
System control number
  • (OCoLC)940941744
  • (OCoLC)ocn940941744
Label
A practitioner's guide to FINRA sanctions analysis, Rory C. Flynn
Publication
Bibliography note
Includes bibliographical references
Carrier category
online resource
Carrier category code
cr
Carrier MARC source
rdacarrier
Color
multicolored
Content category
text
Content type code
txt
Content type MARC source
rdacontent
Contents
Introduction -- Background -- Sanctions analysis -- The review of sanctions on appeal -- Conclusion
Dimensions
unknown
Extent
1 online resource
Form of item
online
Isbn
9781627229753
Media category
computer
Media MARC source
rdamedia
Media type code
c
Specific material designation
remote
System control number
  • (OCoLC)940941744
  • (OCoLC)ocn940941744

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