The Resource CFTC Regulations

CFTC Regulations

Label
CFTC Regulations
Title
CFTC Regulations
Contributor
Subject
Language
eng
Summary
A comprehensive resource for commodity futures laws, regulations, forms, interpretations, explanations, administrative rulings and court decisions. The reporter provides the full text of the Commodity Exchange Act and related laws, as well as the regulations and forms of the Commodity Futures Trading Commission. Subsequent divisions in the reporter follow a topical arrangement, with various types of documents grouped together on particular subjects (e.g., Definitions, Contract Markets, Registration, Reports Records, Liabilities and Prohibitions)
Member of
Cataloging source
IlRwWKL
Entry convention
integrated entry
Frequency
biweekly
LC call number
KF1087.A-KF1087.Z
Nature of contents
dictionaries
Nature of entire work
bibliography
Original alphabet or script of title
other
Regularity
regular
http://library.link/vocab/relatedWorkOrContributorName
Wolters Kluwer (Firm)
http://library.link/vocab/subjectName
  • Commodity exchanges
  • Commodity futures
Label
CFTC Regulations
Instantiates
Publication
Bibliography note
Includes bibliographical references
Carrier category
online resource
Carrier MARC source
rdacarrier
Content category
text
Content type MARC source
rdacontent
Contents
  • RULES OF PRACTICE
  • RULES RELATING TO INVESTIGATIONS
  • RULES RELATING TO REPARATION PROCEEDINGS
  • PUBLIC RULEMAKING PROCEDURES
  • RULES RELATING TO SUSPENSION OR DISBARMENT FROM APPEARANCE AND PRACTICE
  • REPORTŚ<U+0094>GENERAL PROVISIONS
  • REPORTS BY CONTRACT MARKETS AND SWAP EXECUTION FACILITIES
  • REPORTS BY REPORTING MARKETS, FUTURES COMMISSION MERCHANTS, CLEARING MEMBERS, AND FOREIGN BROKERS
  • REPORTS BY TRADERS
  • REPORTS BY PERSONS HOLDING BONA FIDE HEDGE POSITIONS PURSUANT TO ℗ʹ1.3(Z) OF THIS CHAPTER AND BY MERCHANTS AND DEALERS IN COTTON
  • GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
  • LARGE TRADER REPORTING FOR PHYSICAL COMMODITY SWAPS
  • SPECIAL CALLS
  • CLEARED SWAPS
  • SWAP DEALERS AND MAJOR SWAP PARTICIPANTS
  • FOREIGN FUTURES AND FOREIGN OPTIONS TRANSACTIONS
  • LEVERAGE TRANSACTIONS
  • REGULATION OF COMMODITY OPTION TRANSACTIONS
  • REGULATION OF COMMODITY OPTION TRANSACTIONS THAT ARE OPTIONS ON CONTRACTS OF SALE OF A COMMODITY FOR FUTURE DELIVERY
  • REGULATION OF HYBRID INSTRUMENTS
  • SWAPS IN AN AGRICULTURAL COMMODITY (AGRICULTURAL SWAPS)
  • OFFICIAL SEAL
  • [REMOVED AND RESERVED]
  • SWAP EXECUTION FACILITIES
  • DESIGNATED CONTRACT MARKETS
  • DERIVATIVES CLEARING ORGANIZATIONS
  • PROVISIONS COMMON TO REGISTERED ENTITIES
  • SECURITY FUTURES PRODUCTS
  • ANTI-MONEY LAUNDERING, TERRORIST FINANCING
  • REAL-TIME PUBLIC REPORTING
  • INTERIM FINAL RULE FOR PRE-ENACTMENT SWAP TRANSACTIONS
  • SWAP DATA RECORDKEEPING AND REPORTING REQUIREMENTS
  • REGISTRATION
  • SWAP DATA RECORDKEEPING AND REPORTING REQUIREMENTS: PRE-ENACTMENT AND TRANSITION SWAPS
  • REGISTRATION OF FOREIGN BOARDS OF TRADE
  • SWAP DATA REPOSITORIES
  • CLEARING REQUIREMENT AND RELATED RULES
  • PROPRIETARY TRADING AND CERTAIN INTERESTS IN AND RELATIONSHIPS WITH COVERED FUNDS
  • DELIVERY PERIOD REQUIRED
  • ORGANIZATION, FUNCTIONS, AND PROCEDURES OF THE COMMISSION
  • SALARY OFFSET
  • INDEMNIFICATION OF CFTC EMPLOYEES
  • COLLECTION OF CLAIMS OWED THE UNITED STATES ARISING FROM ACTIVITIES UNDER THE COMMISSION'S JURISDICTION
  • COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
  • PROCEDURES REGARDING THE DISCLOSURE OF INFORMATION AND THE TESTIMONY OF PRESENT OR FORMER OFFICERS AND EMPLOYEES IN RESPONSE TO SUBPOENAS OR OTHER DEMANDS OF A COURT
  • COMMISSION RECORDS AND INFORMATION
  • RECORDS MAINTAINED ON INDIVIDUALS
  • OPEN COMMISSION MEETINGS
  • IMPLEMENTATION OF THE EQUAL ACCESS TO JUSTICE ACT IN COVERED ADJUDICATORY PROCEEDINGS BEFORE THE COMMISSION
  • ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE COMMODITY FUTURES TRADING COMMISSION
  • LIMITS ON POSITIONS
  • POSITION LIMITS FOR FUTURES AND SWAPS
  • TRADING STANDARDS
  • BROKER ASSOCIATIONS
  • OFF-EXCHANGE FOREIGN CURRENCY TRANSACTIONS
  • PRIVACY OF CONSUMER FINANCIAL INFORMATION
  • PROTECTION OF CONSUMER INFORMATION UNDER THE FAIR CREDIT REPORTING ACT
  • WHISTLEBLOWER RULES
  • CUSTOMER PROTECTION RULES
  • REGISTERED FUTURES ASSOCIATIONS
  • RULES RELATING TO REVIEW OF NATIONAL FUTURES ASSOCIATION DECISIONS IN DISCIPLINARY, MEMBERSHIP DENIAL, REGISTRATION AND MEMBER RESPONSIBILITY ACTIONS
  • PROHIBITION AGAINST MANIPULATION
  • BANKRUPTCY RULES
  • REGISTERED ENTITY RULES ALTERED OR SUPPLEMENTED BY THE COMMISSION
  • [Reserved]
  • RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS
Extent
1 online resource
Form of item
online
Media category
computer
Media MARC source
rdamedia
Other physical details
digital
Publication frequency
Biweekly
Specific material designation
remote
System control number
(NjRocCCS)ccn00(US-IlRwWKL)wkl201603088
Label
CFTC Regulations
Publication
Bibliography note
Includes bibliographical references
Carrier category
online resource
Carrier MARC source
rdacarrier
Content category
text
Content type MARC source
rdacontent
Contents
  • RULES OF PRACTICE
  • RULES RELATING TO INVESTIGATIONS
  • RULES RELATING TO REPARATION PROCEEDINGS
  • PUBLIC RULEMAKING PROCEDURES
  • RULES RELATING TO SUSPENSION OR DISBARMENT FROM APPEARANCE AND PRACTICE
  • REPORTŚ<U+0094>GENERAL PROVISIONS
  • REPORTS BY CONTRACT MARKETS AND SWAP EXECUTION FACILITIES
  • REPORTS BY REPORTING MARKETS, FUTURES COMMISSION MERCHANTS, CLEARING MEMBERS, AND FOREIGN BROKERS
  • REPORTS BY TRADERS
  • REPORTS BY PERSONS HOLDING BONA FIDE HEDGE POSITIONS PURSUANT TO ℗ʹ1.3(Z) OF THIS CHAPTER AND BY MERCHANTS AND DEALERS IN COTTON
  • GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
  • LARGE TRADER REPORTING FOR PHYSICAL COMMODITY SWAPS
  • SPECIAL CALLS
  • CLEARED SWAPS
  • SWAP DEALERS AND MAJOR SWAP PARTICIPANTS
  • FOREIGN FUTURES AND FOREIGN OPTIONS TRANSACTIONS
  • LEVERAGE TRANSACTIONS
  • REGULATION OF COMMODITY OPTION TRANSACTIONS
  • REGULATION OF COMMODITY OPTION TRANSACTIONS THAT ARE OPTIONS ON CONTRACTS OF SALE OF A COMMODITY FOR FUTURE DELIVERY
  • REGULATION OF HYBRID INSTRUMENTS
  • SWAPS IN AN AGRICULTURAL COMMODITY (AGRICULTURAL SWAPS)
  • OFFICIAL SEAL
  • [REMOVED AND RESERVED]
  • SWAP EXECUTION FACILITIES
  • DESIGNATED CONTRACT MARKETS
  • DERIVATIVES CLEARING ORGANIZATIONS
  • PROVISIONS COMMON TO REGISTERED ENTITIES
  • SECURITY FUTURES PRODUCTS
  • ANTI-MONEY LAUNDERING, TERRORIST FINANCING
  • REAL-TIME PUBLIC REPORTING
  • INTERIM FINAL RULE FOR PRE-ENACTMENT SWAP TRANSACTIONS
  • SWAP DATA RECORDKEEPING AND REPORTING REQUIREMENTS
  • REGISTRATION
  • SWAP DATA RECORDKEEPING AND REPORTING REQUIREMENTS: PRE-ENACTMENT AND TRANSITION SWAPS
  • REGISTRATION OF FOREIGN BOARDS OF TRADE
  • SWAP DATA REPOSITORIES
  • CLEARING REQUIREMENT AND RELATED RULES
  • PROPRIETARY TRADING AND CERTAIN INTERESTS IN AND RELATIONSHIPS WITH COVERED FUNDS
  • DELIVERY PERIOD REQUIRED
  • ORGANIZATION, FUNCTIONS, AND PROCEDURES OF THE COMMISSION
  • SALARY OFFSET
  • INDEMNIFICATION OF CFTC EMPLOYEES
  • COLLECTION OF CLAIMS OWED THE UNITED STATES ARISING FROM ACTIVITIES UNDER THE COMMISSION'S JURISDICTION
  • COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
  • PROCEDURES REGARDING THE DISCLOSURE OF INFORMATION AND THE TESTIMONY OF PRESENT OR FORMER OFFICERS AND EMPLOYEES IN RESPONSE TO SUBPOENAS OR OTHER DEMANDS OF A COURT
  • COMMISSION RECORDS AND INFORMATION
  • RECORDS MAINTAINED ON INDIVIDUALS
  • OPEN COMMISSION MEETINGS
  • IMPLEMENTATION OF THE EQUAL ACCESS TO JUSTICE ACT IN COVERED ADJUDICATORY PROCEEDINGS BEFORE THE COMMISSION
  • ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE COMMODITY FUTURES TRADING COMMISSION
  • LIMITS ON POSITIONS
  • POSITION LIMITS FOR FUTURES AND SWAPS
  • TRADING STANDARDS
  • BROKER ASSOCIATIONS
  • OFF-EXCHANGE FOREIGN CURRENCY TRANSACTIONS
  • PRIVACY OF CONSUMER FINANCIAL INFORMATION
  • PROTECTION OF CONSUMER INFORMATION UNDER THE FAIR CREDIT REPORTING ACT
  • WHISTLEBLOWER RULES
  • CUSTOMER PROTECTION RULES
  • REGISTERED FUTURES ASSOCIATIONS
  • RULES RELATING TO REVIEW OF NATIONAL FUTURES ASSOCIATION DECISIONS IN DISCIPLINARY, MEMBERSHIP DENIAL, REGISTRATION AND MEMBER RESPONSIBILITY ACTIONS
  • PROHIBITION AGAINST MANIPULATION
  • BANKRUPTCY RULES
  • REGISTERED ENTITY RULES ALTERED OR SUPPLEMENTED BY THE COMMISSION
  • [Reserved]
  • RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS
Extent
1 online resource
Form of item
online
Media category
computer
Media MARC source
rdamedia
Other physical details
digital
Publication frequency
Biweekly
Specific material designation
remote
System control number
(NjRocCCS)ccn00(US-IlRwWKL)wkl201603088

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