The Resource Capital markets law and compliance : the implications of MiFID, Paul Nelson

Capital markets law and compliance : the implications of MiFID, Paul Nelson

Label
Capital markets law and compliance : the implications of MiFID
Title
Capital markets law and compliance
Title remainder
the implications of MiFID
Statement of responsibility
Paul Nelson
Creator
Subject
Language
eng
Summary
MiFID = Markets in Financial Instruments Directive ; actual title : Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments
Member of
Action
committed to retain for EAST
Cataloging source
UKM
http://library.link/vocab/creatorName
Nelson, Paul
Illustrations
illustrations
Index
index present
LC call number
KD1715
LC item number
.N45 2008
Literary form
non fiction
Nature of contents
  • dictionaries
  • bibliography
http://library.link/vocab/subjectName
  • European Parliament.
  • Financial services industry
  • Financial services industry
  • Securities
  • Stockbrokers
  • Financial services industry
  • Stockbrokers
  • Financial services industry
  • Financial services industry
  • Securities
  • Stockbrokers
  • Anlegerschutz
  • Europe
  • Great Britain
  • Europäische Union
Label
Capital markets law and compliance : the implications of MiFID, Paul Nelson
Instantiates
Publication
Bibliography note
Includes bibliographical references (p. 440) and index
Carrier category
volume
Carrier category code
  • nc
Carrier MARC source
rdacarrier
Color
mixed
Content category
text
Content type code
  • txt
Content type MARC source
rdacontent
Contents
Evolution of capital markets regulations, FSA and the European single market -- Licensing and rule application -- The firm's infrastructure -- Conduct of business
Dimensions
24 cm.
Dimensions
unknown
Extent
xviii, 463 pages
Isbn
9780511494802
Lccn
2008271995
Media category
unmediated
Media MARC source
rdamedia
Media type code
  • n
Other control number
2766810
Other physical details
illustrations
Quality assurance targets
not applicable
Specific material designation
remote
System control number
(OCoLC)175284087
Label
Capital markets law and compliance : the implications of MiFID, Paul Nelson
Publication
Bibliography note
Includes bibliographical references (p. 440) and index
Carrier category
volume
Carrier category code
  • nc
Carrier MARC source
rdacarrier
Color
mixed
Content category
text
Content type code
  • txt
Content type MARC source
rdacontent
Contents
Evolution of capital markets regulations, FSA and the European single market -- Licensing and rule application -- The firm's infrastructure -- Conduct of business
Dimensions
24 cm.
Dimensions
unknown
Extent
xviii, 463 pages
Isbn
9780511494802
Lccn
2008271995
Media category
unmediated
Media MARC source
rdamedia
Media type code
  • n
Other control number
2766810
Other physical details
illustrations
Quality assurance targets
not applicable
Specific material designation
remote
System control number
(OCoLC)175284087

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