The Resource Commodity Exchange Act

Commodity Exchange Act

Label
Commodity Exchange Act
Title
Commodity Exchange Act
Contributor
Subject
Language
eng
Summary
A comprehensive resource for commodity futures laws, regulations, forms, interpretations, explanations, administrative rulings and court decisions. The reporter provides the full text of the Commodity Exchange Act and related laws, as well as the regulations and forms of the Commodity Futures Trading Commission. Subsequent divisions in the reporter follow a topical arrangement, with various types of documents grouped together on particular subjects (e.g., Definitions, Contract Markets, Registration, Reports Records, Liabilities and Prohibitions)
Member of
Cataloging source
IlRwWKL
Entry convention
integrated entry
Frequency
biweekly
LC call number
KF1087.A-KF1087.Z
Nature of contents
dictionaries
Nature of entire work
bibliography
Original alphabet or script of title
other
Regularity
regular
http://library.link/vocab/relatedWorkOrContributorName
Wolters Kluwer (Firm)
http://library.link/vocab/subjectName
  • Commodity exchanges
  • Law
Label
Commodity Exchange Act
Instantiates
Publication
Bibliography note
Includes bibliographical references
Carrier category
online resource
Carrier MARC source
rdacarrier
Content category
text
Content type MARC source
rdacontent
Contents
  • Sec. 4b., [7 USC ©<U+0082>℗ʹ6b] Contracts Designed to Defraud or Mislead
  • Sec. 4b-1., [7 USC ©<U+0082>℗ʹ6b-1] Enforcement Authority
  • Sec. 4c., [7 USC ©<U+0082>℗ʹ6c(a)] Prohibited Transactions
  • Sec. 4d., [7 USC ©<U+0082>℗ʹ6d] Dealing by Unregistered Futures Commission Merchants or Introducing Brokers Prohibited; Duties in Handling Customer Receipts; Rules to Avoid Duplicative Regulations
  • Sec. 4e., [7 USC ©<U+0082>℗ʹ6e] Dealing by Unregistered Floor Trader or Broker Prohibited
  • Sec. 4f., [7 USC ©<U+0082>℗ʹ6f(a)] Registration and Financial Requirements; Risk Assessment
  • Sec. 4g., [7 USC ©<U+0082>℗ʹ6g(a)] Reporting and Recordkeeping
  • Sec. 4h., [7 USC ©<U+0082>℗ʹ6h] False Self-Representation As Registered Entity Member Prohibited
  • Sec. 4i., [7 USC ©<U+0082>℗ʹ6i] Reports of Deals Equal to or in Excess of Trading Limits; Books and Records; Cash and Controlled Transactions
  • Sec. 4j., [7 USC ©<U+0082>℗ʹ6j] Restrictions on Dual Trading in Security Futures Products on Designated Contract Markets and Registered Derivatives Transaction Execution Facilities
  • COMMODITY EXCHANGE ACT
  • Sec. 4k., [7 USC ©<U+0082>℗ʹ6k(1)] Registration of Associates of Futures Commission Merchants, Commodity Pool Operators, and Commodity Trading Advisors; Required Disclosure of Disqualifications; Exemptions for Associated Persons
  • Sec. 4l., [7 USC ©<U+0082>℗ʹ6l] Commodity Trading Advisors and Commodity Pool Operators; Congressional Finding
  • Sec. 4m., [7 USC ©<U+0082>℗ʹ6m] Use of Mails or Other Means or Instrumentalities of Interstate Commerce by Commodity Trading Advisors and Commodity Pool Operators; Relation to Other Law
  • Sec. 4n., [7 USC ©<U+0082>℗ʹ6n] Registration of Commodity Trading Advisors and Commodity Pool Operators; Application; Expiration and Renewal; Record Keeping and Reports; Disclosure; Statements of Account
  • Sec. 4o., [7 USC ©<U+0082>℗ʹ6o] Fraud and Misrepresentation by Commodity Trading Advisors, Commodity Pool Operators, and Associated Persons
  • Sec. 4p, [7 USC ©<U+0082>℗ʹ6p] Standards and Examinations
  • Sec. 4q., [7 USC ©<U+0082>℗ʹ6q] Special Procedures to Encourage and Facilitate Bona Fide Hedging by Agricultural Producers
  • Sec. 4r., [7 USC ©<U+0082>℗ʹ6r] Reporting and Recordkeeping for Uncleared Swaps
  • Sec. 4s., [7 USC ©<U+0082>℗ʹ6s] Registration and Regulation of Swap Dealers and Major Swap Participants
  • Sec. 4t., [7 USC ©<U+0082>℗ʹ6t] Large Swap Trader Reporting
  • Sec. 1., [7 USC ©<U+0082>℗ʹ1] Short Title
  • Sec. 5., [7 USC ©<U+0082>℗ʹ7(a)] Designation of Boards of Trade as Contract Markets
  • Sec. 5a., [7 USC ©<U+0082>℗ʹ7a] [Repealed.]
  • Sec. 5b., [©<U+0082>℗ʹ7a-1(a)] Derivatives Clearing Organizations©<U+0082>́<U+0094>Registration Requirement
  • Sec. 5c., [7 USC ©<U+0082>℗ʹ7a-2(a)] Common Provisions Applicable to Registered Entities
  • Sec. 5d., [7 USC ©<U+0082>℗ʹ7a-3] [Repealed.]
  • Sec. 5e., [7 USC ©<U+0082>℗ʹ7b] Suspension or Revocation of Designation as Registered Entity
  • Sec. 5f., [7 USC ©<U+0082>℗ʹ7b-1] Designation of Securities Exchanges and Associations As Contract Markets
  • Sec. 5g., [7 USC ©<U+0082>℗ʹ7b-2] Privacy
  • Sec. 5h., [7 USC ©<U+0082>℗ʹ7b-3] Swap Execution Facilities
  • Sec. 6., [7 USC ©<U+0082>℗ʹ8(a)] Application for Designation as Contract Market or Derivatives TransactionExecution Facility; Time; Suspension or Revocation of Designation; Hearing; Review by Court of Appeals
  • Sec. 1a., [7 USC ©<U+0082>℗ʹ1a] Definitions
  • Sec. 6a., [7 USC ©<U+0082>℗ʹ10a(a)] Cooperative Associations and Corporations, Exclusion from Board Of Trade; Rules Of Board Inapplicable to Payment of Compensation by Association
  • Sec. 6b., [7 USC ©<U+0082>℗ʹ13a] Nonenforcement of Rules of Government or Other Violations; Cease and Desist Orders; Fines and Penalties; Imprisonment; Misdemeanor; Separate Offenses
  • Sec. 6c., [7 USC ©<U+0082>℗ʹ13a-1] Enjoining or Restraining Violations
  • Sec. 6d., [7 USC ©<U+0082>℗ʹ13a-2] Jurisdiction of States
  • Sec. 7., [7 USC ©<U+0082>℗ʹ11] Vacation on Request of Designation or Registration As ©<U+0082>́<U+009c>Registered Entity©<U+0082>́<U+009d>; Redesignation or Reregistration
  • Sec. 8., [7 USC ©<U+0082>℗ʹ12] Public Disclosure
  • Sec. 8a., [7 USC ©<U+0082>℗ʹ12a(1)] Registration of Commodity Dealers and Associated Persons; Regulation of Registered Entities
  • Sec. 8b., [7 USC ©<U+0082>℗ʹ12b] Trading Ban Violations; Prohibition
  • Sec. 8c., [7 USC ©<U+0082>℗ʹ12c] Disciplinary Actions
  • Sec. 8d., [7 USC ©<U+0082>℗ʹ12d] Commission Action for Noncompliance with Export Sales Reporting Requirements
  • Sec. 1b., [7 USC ©<U+0082>℗ʹ1b] Requirements of Secretary of the Treasury Regarding Exemption of Foreign Exchange Swaps and Foreign Exchange Forwards from Definition of the Term ©<U+0082>́<U+009c>Swap©<U+0082>́<U+009d>
  • Sec. 8e., [7 USC ©<U+0082>℗ʹ12e] Repealed
  • Sec. 9., [7 USC ©<U+0082>℗ʹ13] Violations Generally; Punishment; Costs of Prosecution
  • Sec. 10., [7 USC ©<U+0082>℗ʹ17] Separability
  • Sec. 11., [7 USC ©<U+0082>℗ʹ14] Repealed
  • Sec. 12., [7 USC ©<U+0082>℗ʹ16] Commission Operations
  • Sec. 13., [7 USC ©<U+0082>℗ʹ13c(a)] Responsibility as Principal; Minor Violations
  • Sec. 14., [7 USC ©<U+0082>℗ʹ18] Complaints against Registered Persons
  • Sec. 15., [7 USC ©<U+0082>℗ʹ19] Consideration of Costs and Benefits and Antitrust Laws
  • Sec. 16., [7 USC ©<U+0082>℗ʹ20] Market Reports
  • Sec. 17., [7 USC ©<U+0082>℗ʹ21] Registered Futures Associations
  • Sec. 2., [7 USC ©<U+0082>℗ʹ2] Jurisdiction of Commission; Liability of Principal for Act of Agent; Commodity Futures Trading Commission; Transaction in Interstate Commerce
  • Sec. 18., [7 USC ©<U+0082>℗ʹ22] Research and Information Programs; Reports to Congress
  • Sec. 19., [7 USC ©<U+0082>℗ʹ23] Standardized Contracts for Certain Commodities
  • Sec. 20., [7 USC ©<U+0082>℗ʹ24] Regulations Respecting Commodity Broker Debtors; Definitions
  • Sec. 21., [7 USC ©<U+0082>℗ʹ24a] Swap Data Repositories
  • Sec. 22., [7 USC ©<U+0082>℗ʹ25] Private Rights of Action
  • Sec. 23., [7 U.S.C. 26] Commodity Whistleblower Incentives and Protection
  • Sec. 3., [7 USC ©<U+0082>℗ʹ5] Findings and Purpose
  • Sec. 4., [7 USC ©<U+0082>℗ʹ6] Regulation of Futures Trading and Foreign Transactions
  • Sec. 4a., [7 USC ©<U+0082>℗ʹ6a] Excessive Speculation
Extent
1 online resource
Form of item
online
Media category
computer
Media MARC source
rdamedia
Other physical details
digital
Publication frequency
Biweekly
Specific material designation
remote
System control number
(NjRocCCS)ccn00(US-IlRwWKL)wkl201603087
Label
Commodity Exchange Act
Publication
Bibliography note
Includes bibliographical references
Carrier category
online resource
Carrier MARC source
rdacarrier
Content category
text
Content type MARC source
rdacontent
Contents
  • Sec. 4b., [7 USC ©<U+0082>℗ʹ6b] Contracts Designed to Defraud or Mislead
  • Sec. 4b-1., [7 USC ©<U+0082>℗ʹ6b-1] Enforcement Authority
  • Sec. 4c., [7 USC ©<U+0082>℗ʹ6c(a)] Prohibited Transactions
  • Sec. 4d., [7 USC ©<U+0082>℗ʹ6d] Dealing by Unregistered Futures Commission Merchants or Introducing Brokers Prohibited; Duties in Handling Customer Receipts; Rules to Avoid Duplicative Regulations
  • Sec. 4e., [7 USC ©<U+0082>℗ʹ6e] Dealing by Unregistered Floor Trader or Broker Prohibited
  • Sec. 4f., [7 USC ©<U+0082>℗ʹ6f(a)] Registration and Financial Requirements; Risk Assessment
  • Sec. 4g., [7 USC ©<U+0082>℗ʹ6g(a)] Reporting and Recordkeeping
  • Sec. 4h., [7 USC ©<U+0082>℗ʹ6h] False Self-Representation As Registered Entity Member Prohibited
  • Sec. 4i., [7 USC ©<U+0082>℗ʹ6i] Reports of Deals Equal to or in Excess of Trading Limits; Books and Records; Cash and Controlled Transactions
  • Sec. 4j., [7 USC ©<U+0082>℗ʹ6j] Restrictions on Dual Trading in Security Futures Products on Designated Contract Markets and Registered Derivatives Transaction Execution Facilities
  • COMMODITY EXCHANGE ACT
  • Sec. 4k., [7 USC ©<U+0082>℗ʹ6k(1)] Registration of Associates of Futures Commission Merchants, Commodity Pool Operators, and Commodity Trading Advisors; Required Disclosure of Disqualifications; Exemptions for Associated Persons
  • Sec. 4l., [7 USC ©<U+0082>℗ʹ6l] Commodity Trading Advisors and Commodity Pool Operators; Congressional Finding
  • Sec. 4m., [7 USC ©<U+0082>℗ʹ6m] Use of Mails or Other Means or Instrumentalities of Interstate Commerce by Commodity Trading Advisors and Commodity Pool Operators; Relation to Other Law
  • Sec. 4n., [7 USC ©<U+0082>℗ʹ6n] Registration of Commodity Trading Advisors and Commodity Pool Operators; Application; Expiration and Renewal; Record Keeping and Reports; Disclosure; Statements of Account
  • Sec. 4o., [7 USC ©<U+0082>℗ʹ6o] Fraud and Misrepresentation by Commodity Trading Advisors, Commodity Pool Operators, and Associated Persons
  • Sec. 4p, [7 USC ©<U+0082>℗ʹ6p] Standards and Examinations
  • Sec. 4q., [7 USC ©<U+0082>℗ʹ6q] Special Procedures to Encourage and Facilitate Bona Fide Hedging by Agricultural Producers
  • Sec. 4r., [7 USC ©<U+0082>℗ʹ6r] Reporting and Recordkeeping for Uncleared Swaps
  • Sec. 4s., [7 USC ©<U+0082>℗ʹ6s] Registration and Regulation of Swap Dealers and Major Swap Participants
  • Sec. 4t., [7 USC ©<U+0082>℗ʹ6t] Large Swap Trader Reporting
  • Sec. 1., [7 USC ©<U+0082>℗ʹ1] Short Title
  • Sec. 5., [7 USC ©<U+0082>℗ʹ7(a)] Designation of Boards of Trade as Contract Markets
  • Sec. 5a., [7 USC ©<U+0082>℗ʹ7a] [Repealed.]
  • Sec. 5b., [©<U+0082>℗ʹ7a-1(a)] Derivatives Clearing Organizations©<U+0082>́<U+0094>Registration Requirement
  • Sec. 5c., [7 USC ©<U+0082>℗ʹ7a-2(a)] Common Provisions Applicable to Registered Entities
  • Sec. 5d., [7 USC ©<U+0082>℗ʹ7a-3] [Repealed.]
  • Sec. 5e., [7 USC ©<U+0082>℗ʹ7b] Suspension or Revocation of Designation as Registered Entity
  • Sec. 5f., [7 USC ©<U+0082>℗ʹ7b-1] Designation of Securities Exchanges and Associations As Contract Markets
  • Sec. 5g., [7 USC ©<U+0082>℗ʹ7b-2] Privacy
  • Sec. 5h., [7 USC ©<U+0082>℗ʹ7b-3] Swap Execution Facilities
  • Sec. 6., [7 USC ©<U+0082>℗ʹ8(a)] Application for Designation as Contract Market or Derivatives TransactionExecution Facility; Time; Suspension or Revocation of Designation; Hearing; Review by Court of Appeals
  • Sec. 1a., [7 USC ©<U+0082>℗ʹ1a] Definitions
  • Sec. 6a., [7 USC ©<U+0082>℗ʹ10a(a)] Cooperative Associations and Corporations, Exclusion from Board Of Trade; Rules Of Board Inapplicable to Payment of Compensation by Association
  • Sec. 6b., [7 USC ©<U+0082>℗ʹ13a] Nonenforcement of Rules of Government or Other Violations; Cease and Desist Orders; Fines and Penalties; Imprisonment; Misdemeanor; Separate Offenses
  • Sec. 6c., [7 USC ©<U+0082>℗ʹ13a-1] Enjoining or Restraining Violations
  • Sec. 6d., [7 USC ©<U+0082>℗ʹ13a-2] Jurisdiction of States
  • Sec. 7., [7 USC ©<U+0082>℗ʹ11] Vacation on Request of Designation or Registration As ©<U+0082>́<U+009c>Registered Entity©<U+0082>́<U+009d>; Redesignation or Reregistration
  • Sec. 8., [7 USC ©<U+0082>℗ʹ12] Public Disclosure
  • Sec. 8a., [7 USC ©<U+0082>℗ʹ12a(1)] Registration of Commodity Dealers and Associated Persons; Regulation of Registered Entities
  • Sec. 8b., [7 USC ©<U+0082>℗ʹ12b] Trading Ban Violations; Prohibition
  • Sec. 8c., [7 USC ©<U+0082>℗ʹ12c] Disciplinary Actions
  • Sec. 8d., [7 USC ©<U+0082>℗ʹ12d] Commission Action for Noncompliance with Export Sales Reporting Requirements
  • Sec. 1b., [7 USC ©<U+0082>℗ʹ1b] Requirements of Secretary of the Treasury Regarding Exemption of Foreign Exchange Swaps and Foreign Exchange Forwards from Definition of the Term ©<U+0082>́<U+009c>Swap©<U+0082>́<U+009d>
  • Sec. 8e., [7 USC ©<U+0082>℗ʹ12e] Repealed
  • Sec. 9., [7 USC ©<U+0082>℗ʹ13] Violations Generally; Punishment; Costs of Prosecution
  • Sec. 10., [7 USC ©<U+0082>℗ʹ17] Separability
  • Sec. 11., [7 USC ©<U+0082>℗ʹ14] Repealed
  • Sec. 12., [7 USC ©<U+0082>℗ʹ16] Commission Operations
  • Sec. 13., [7 USC ©<U+0082>℗ʹ13c(a)] Responsibility as Principal; Minor Violations
  • Sec. 14., [7 USC ©<U+0082>℗ʹ18] Complaints against Registered Persons
  • Sec. 15., [7 USC ©<U+0082>℗ʹ19] Consideration of Costs and Benefits and Antitrust Laws
  • Sec. 16., [7 USC ©<U+0082>℗ʹ20] Market Reports
  • Sec. 17., [7 USC ©<U+0082>℗ʹ21] Registered Futures Associations
  • Sec. 2., [7 USC ©<U+0082>℗ʹ2] Jurisdiction of Commission; Liability of Principal for Act of Agent; Commodity Futures Trading Commission; Transaction in Interstate Commerce
  • Sec. 18., [7 USC ©<U+0082>℗ʹ22] Research and Information Programs; Reports to Congress
  • Sec. 19., [7 USC ©<U+0082>℗ʹ23] Standardized Contracts for Certain Commodities
  • Sec. 20., [7 USC ©<U+0082>℗ʹ24] Regulations Respecting Commodity Broker Debtors; Definitions
  • Sec. 21., [7 USC ©<U+0082>℗ʹ24a] Swap Data Repositories
  • Sec. 22., [7 USC ©<U+0082>℗ʹ25] Private Rights of Action
  • Sec. 23., [7 U.S.C. 26] Commodity Whistleblower Incentives and Protection
  • Sec. 3., [7 USC ©<U+0082>℗ʹ5] Findings and Purpose
  • Sec. 4., [7 USC ©<U+0082>℗ʹ6] Regulation of Futures Trading and Foreign Transactions
  • Sec. 4a., [7 USC ©<U+0082>℗ʹ6a] Excessive Speculation
Extent
1 online resource
Form of item
online
Media category
computer
Media MARC source
rdamedia
Other physical details
digital
Publication frequency
Biweekly
Specific material designation
remote
System control number
(NjRocCCS)ccn00(US-IlRwWKL)wkl201603087

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