The Resource FINRA manual

FINRA manual

Label
FINRA manual
Title
FINRA manual
Title variation
Financial Industry Regulatory Authority manual
Contributor
Issuing body
Subject
Genre
Language
eng
Summary
The comprehensive source for pertinent information on the organization, rules and regulations of the Financial Industry Regulatory Authority (FINRA , formerly NASD). The FINRA manual contains the current full-text rules -- FINRA rules, Incorporated NYSE rules, and remaining NASD rules as well as fees listings, codes of procedure, uniform practice code and selected SEC rules. Notices to Members from 1983 through current and regulatory -- Compliance alerts through 2003 are available
Member of
Cataloging source
NjRocCCS
Characteristic
updating web site
Entry convention
integrated entry
Frequency
unknown
LC call number
KF1084.F5
LC item number
M36
Nature of contents
dictionaries
Original alphabet or script of title
basic roman
Regularity
unknown
http://library.link/vocab/relatedWorkOrContributorName
  • Financial Industry Regulatory Authority
  • New York Stock Exchange
  • National Association of Securities Dealers
  • Wolters Kluwer Law & Business (Firm)
Series statement
WK Cheetah. Securities - Federal
http://library.link/vocab/subjectName
  • Financial Industry Regulatory Authority
  • New York Stock Exchange
  • National Association of Securities Dealers
  • Brokers
  • Brokers
  • Securities
  • Investments
  • Investment advisors
Label
FINRA manual
Instantiates
Publication
Distribution
Antecedent source
file reproduced from original
Carrier category
online resource
Carrier MARC source
rdacarrier
Color
multicolored
Content category
text
Content type MARC source
rdacontent
Dimensions
unknown
Extent
1 online resource.
File format
unknown
Form of item
online
http://bibfra.me/vocab/marc/formOfOriginalItem
braille
Level of compression
unknown
Media category
computer
Media MARC source
rdamedia
Publication frequency
Updated periodically
Quality assurance targets
unknown
Reformatting quality
unknown
Specific material designation
remote
System control number
(NjRocCCS)ccn00604762
Label
FINRA manual
Publication
Distribution
Antecedent source
file reproduced from original
Carrier category
online resource
Carrier MARC source
rdacarrier
Color
multicolored
Content category
text
Content type MARC source
rdacontent
Dimensions
unknown
Extent
1 online resource.
File format
unknown
Form of item
online
http://bibfra.me/vocab/marc/formOfOriginalItem
braille
Level of compression
unknown
Media category
computer
Media MARC source
rdamedia
Publication frequency
Updated periodically
Quality assurance targets
unknown
Reformatting quality
unknown
Specific material designation
remote
System control number
(NjRocCCS)ccn00604762

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