The Resource Financial Compliance : Issues, Concerns and Future Directions, edited by Maria Krambia-Kapardis, (electronic resource)

Financial Compliance : Issues, Concerns and Future Directions, edited by Maria Krambia-Kapardis, (electronic resource)

Label
Financial Compliance : Issues, Concerns and Future Directions
Title
Financial Compliance
Title remainder
Issues, Concerns and Future Directions
Statement of responsibility
edited by Maria Krambia-Kapardis
Contributor
Editor
Editor
Provider
Subject
Language
eng
Summary
This book explores the fundamental elements and risks that impact the compliance officer's work. Following a comprehensive understanding of the role of a compliance officer, by engaging with themes of compliance officers' liability, expectations, risks and effectiveness, it provides practical answers by leading academics and practitioners in the field. This work also draws on how other areas, such as GDPR, financial regulation and whistleblowing, challenges on compliance officers and provides a way forward to convert these challenges into opportunities. The discussion of compliance challenges and practices in Australia, Europe and the United States provides critical insights into the development of compliance in today's financial environment. Financial Compliance: Issues, Concerns and Future Directions provides an invaluable working resource for academics, practitioners and a general audience interested in understanding and developing an effective compliance culture
http://bibfra.me/vocab/relation/httpidlocgovvocabularyrelatorsedt
51ui7U18he4
Image bit depth
0
LC call number
HG4001-HG4285
Literary form
non fiction
http://library.link/vocab/relatedWorkOrContributorName
  • Krambia-Kapardis, Maria.
  • SpringerLink
http://library.link/vocab/subjectName
  • Corporations-Finance
  • Finance, Public
  • Accounting
  • Corporate Finance
  • Financial Law/Fiscal Law
  • Accounting/Auditing
Label
Financial Compliance : Issues, Concerns and Future Directions, edited by Maria Krambia-Kapardis, (electronic resource)
Instantiates
Publication
Antecedent source
mixed
Carrier category
online resource
Carrier category code
cr
Carrier MARC source
rdacarrier
Color
not applicable
Content category
text
Content type code
txt
Content type MARC source
rdacontent
Contents
Chapter 1. Understanding Compliance with Laws and Regulations: A Mechanism-Based Approach; Anthony Bottoms -- Chapter 2. Legitimacy and Regulatory Compliance; Justice Tankebe -- Chapter 3. The Uncertain Professional Status of Compliance; James A. Fanto -- Chapter 4. Compliance: From Soft Law to Hard Law-A view from France; Maria Lancri -- Chapter 5. Living with the new General Data Protection Regulation (GDPR); Mark Foulsham -- Chapter 6. Risk Based Financial Regulation, and Compliance Officer Liability; Stuart Bazley -- Chapter 7. Whistleblowing: The Neglected Facilitator of Compliance; Eva Tsahuridu -- Chapter 8. The Skillset of an Effective Compliance Officer; Maria Krambia-Kapardis -- Chapter 9. Disentangling the Expectation Gap for Compliance Officers; Maria Krambia-Kapardis; Salomi Demetriou and Ioanna Stylianou
Dimensions
unknown
Extent
XX, 276 p. 5 illus., 2 illus. in color.
File format
multiple file formats
Form of item
electronic
Isbn
9783030145118
Level of compression
uncompressed
Media category
computer
Media MARC source
rdamedia
Media type code
c
Other control number
10.1007/978-3-030-14511-8
Other physical details
online resource.
Quality assurance targets
absent
Reformatting quality
access
Specific material designation
remote
System control number
(DE-He213)978-3-030-14511-8
Label
Financial Compliance : Issues, Concerns and Future Directions, edited by Maria Krambia-Kapardis, (electronic resource)
Publication
Antecedent source
mixed
Carrier category
online resource
Carrier category code
cr
Carrier MARC source
rdacarrier
Color
not applicable
Content category
text
Content type code
txt
Content type MARC source
rdacontent
Contents
Chapter 1. Understanding Compliance with Laws and Regulations: A Mechanism-Based Approach; Anthony Bottoms -- Chapter 2. Legitimacy and Regulatory Compliance; Justice Tankebe -- Chapter 3. The Uncertain Professional Status of Compliance; James A. Fanto -- Chapter 4. Compliance: From Soft Law to Hard Law-A view from France; Maria Lancri -- Chapter 5. Living with the new General Data Protection Regulation (GDPR); Mark Foulsham -- Chapter 6. Risk Based Financial Regulation, and Compliance Officer Liability; Stuart Bazley -- Chapter 7. Whistleblowing: The Neglected Facilitator of Compliance; Eva Tsahuridu -- Chapter 8. The Skillset of an Effective Compliance Officer; Maria Krambia-Kapardis -- Chapter 9. Disentangling the Expectation Gap for Compliance Officers; Maria Krambia-Kapardis; Salomi Demetriou and Ioanna Stylianou
Dimensions
unknown
Extent
XX, 276 p. 5 illus., 2 illus. in color.
File format
multiple file formats
Form of item
electronic
Isbn
9783030145118
Level of compression
uncompressed
Media category
computer
Media MARC source
rdamedia
Media type code
c
Other control number
10.1007/978-3-030-14511-8
Other physical details
online resource.
Quality assurance targets
absent
Reformatting quality
access
Specific material designation
remote
System control number
(DE-He213)978-3-030-14511-8

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