The Resource Financial Markets: Stronger System Controls and Oversight Needed to Prevent NASD Computer Outages

Financial Markets: Stronger System Controls and Oversight Needed to Prevent NASD Computer Outages

Label
Financial Markets: Stronger System Controls and Oversight Needed to Prevent NASD Computer Outages
Title
Financial Markets: Stronger System Controls and Oversight Needed to Prevent NASD Computer Outages
Contributor
Subject
Language
eng
Summary
This report responds to an August 2, 1994, letter requesting that the General Accounting Office (GAO) review recent outages experienced by the National Association of Securities Dealers (NASD) automated quotation and trading systems commonly called NASDAQ. Specifically, GAO was asked to determine (1) the nature and causes of the outages of July 14 and 15, and August 1,1994, (2) the impact of the outages on market participants, (3) the adequacy of NASD'5 approach to respond to contingencies and disasters, (4) how well NASD oversees its automated systems and facilities, and (5) how well the Securities and Exchange Commission (SEC) is ensuring that the securities markets are prepared for contingencies and disasters
Cataloging source
DTICE
Index
no index present
Literary form
non fiction
http://library.link/vocab/relatedWorkOrContributorName
GENERAL ACCOUNTING OFFICE WASHINGTON DC ACCOUNTING AND INFORMATION MANAGEMENT DIV
http://library.link/vocab/subjectName
  • Financial management
  • Computers
  • Malfunctions
  • Computer programs
  • Auxiliary
  • Automation
  • Disasters
  • Marketing
  • Risk
  • Facilities
  • Reliability
  • Internal
  • Shortages
  • Finance
  • Backup systems
  • Auditing
  • Electrical and Electronic Equipment
  • Computer Hardware
  • Electricity and Magnetism
Label
Financial Markets: Stronger System Controls and Oversight Needed to Prevent NASD Computer Outages
Instantiates
Publication
Note
Report to Committee on Energy and Commerce, US House of Representatives
Carrier category
online resource
Carrier category code
  • cr
Carrier MARC source
rdacarrier
Content category
text
Content type code
  • txt
Content type MARC source
rdacontent
Extent
15 pages
Form of item
online
Governing access note
APPROVED FOR PUBLIC RELEASE
Media category
computer
Media MARC source
rdamedia
Media type code
  • c
Note
Hein Online
System control number
  • (OCoLC)227847264
  • (OCoLC)ocn227847264
Label
Financial Markets: Stronger System Controls and Oversight Needed to Prevent NASD Computer Outages
Publication
Note
Report to Committee on Energy and Commerce, US House of Representatives
Carrier category
online resource
Carrier category code
  • cr
Carrier MARC source
rdacarrier
Content category
text
Content type code
  • txt
Content type MARC source
rdacontent
Extent
15 pages
Form of item
online
Governing access note
APPROVED FOR PUBLIC RELEASE
Media category
computer
Media MARC source
rdamedia
Media type code
  • c
Note
Hein Online
System control number
  • (OCoLC)227847264
  • (OCoLC)ocn227847264

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