The Resource Investment management law and regulation

Investment management law and regulation

Label
Investment management law and regulation
Title
Investment management law and regulation
Creator
Contributor
Author
Issuing body
Subject
Genre
Language
eng
Summary
Analysis of the financial theories that control the development of investment management law across management activities, gives critical judicial, legislative, and regulatory history. Analysis covers all areas of regulation governing the activities of investment managers, including marketing, suitability, advisory contacts, fees, exculpation and indemnification, performance, fiduciary obligations, conflicts of interest, best execution, and Dodd-Frank Act developments relating to investment advisory activities. It also provides the practical tools that help predict more effectively how regulators will respond to new marketplace developments and products, and integrates investment management law and regulation for all institutional investment mangers
Member of
Cataloging source
NjRocCCS
Characteristic
updating web site
http://library.link/vocab/creatorName
Bines, Harvey E
Entry convention
integrated entry
Frequency
annual
LC call number
KF1072
LC item number
.I588
Nature of contents
  • dictionaries
  • bibliography
Original alphabet or script of title
basic roman
Regularity
regular
http://library.link/vocab/relatedWorkOrContributorName
  • Bines, Harvey E.
  • Thel, Steve
  • Wolters Kluwer Law & Business (Firm)
Series statement
WK Cheetah. Securities - Federal
http://library.link/vocab/subjectName
  • Investment advisors
  • Investments
  • Mutual funds
  • Pension trusts
Label
Investment management law and regulation
Instantiates
Publication
Distribution
Note
  • Database includes most recent edition only
  • Authors: Third- editions by Harvey E. Bines and Steve Thel
Bibliography note
Includes bibliographical references and index
Carrier category
online resource
Carrier MARC source
rdacarrier
Content category
text
Content type MARC source
rdacontent
Contents
  • FRONTMATTER
  • PRINCIPLES OF INVESTMENT MANAGEMENT LAW
  • ESTABLISHING THE CLIENT-MANAGER RELATIONSHIP
  • STRUCTURING THE PORTFOLIO
  • ONGOING MANAGEMENT: EXECUTIONS
  • BIBLIOGRAPHY
  • TABLES
  • INDEX
Edition
Third Edition.
Extent
1 online resource.
Form of item
online
http://bibfra.me/vocab/marc/formOfOriginalItem
braille
Media category
computer
Media MARC source
rdamedia
Publication frequency
Updated annually
Specific material designation
remote
System control number
(NjRocCCS)ccn00(US-IlRwWKL)wkl201601054
Label
Investment management law and regulation
Publication
Distribution
Note
  • Database includes most recent edition only
  • Authors: Third- editions by Harvey E. Bines and Steve Thel
Bibliography note
Includes bibliographical references and index
Carrier category
online resource
Carrier MARC source
rdacarrier
Content category
text
Content type MARC source
rdacontent
Contents
  • FRONTMATTER
  • PRINCIPLES OF INVESTMENT MANAGEMENT LAW
  • ESTABLISHING THE CLIENT-MANAGER RELATIONSHIP
  • STRUCTURING THE PORTFOLIO
  • ONGOING MANAGEMENT: EXECUTIONS
  • BIBLIOGRAPHY
  • TABLES
  • INDEX
Edition
Third Edition.
Extent
1 online resource.
Form of item
online
http://bibfra.me/vocab/marc/formOfOriginalItem
braille
Media category
computer
Media MARC source
rdamedia
Publication frequency
Updated annually
Specific material designation
remote
System control number
(NjRocCCS)ccn00(US-IlRwWKL)wkl201601054

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