The Resource NYSE Guide

NYSE Guide

Label
NYSE Guide
Title
NYSE Guide
Contributor
Subject
Language
eng
Summary
The comprehensive source for the New York Stock Exchange's Constitution and Rules. Topics covered include operation of member organizations, communications with the public, disciplinary rules, arbitration, listing and delisting of companies on the exchange, and the rules covering specific kinds of trades, such as investment company units, trust issued receipts and gold shares. Directory materials include listings of members, member organizations and stocks. The full-text of the Securities Exchange Act of 1934 and the Securities Act of 1933 and NYSE Information Memos are also available
Member of
Cataloging source
IlRwWKL
Entry convention
integrated entry
Frequency
unknown
LC call number
KF1066-KF1070
Nature of contents
dictionaries
Nature of entire work
bibliography
Original alphabet or script of title
other
Regularity
unknown
http://library.link/vocab/relatedWorkOrContributorName
Wolters Kluwer (Firm)
http://library.link/vocab/subjectName
  • Stock exchanges
  • Speculation
Label
NYSE Guide
Instantiates
Publication
Bibliography note
Includes bibliographical references
Carrier category
online resource
Carrier MARC source
rdacarrier
Content category
text
Content type MARC source
rdacontent
Contents
  • Off-Hours Trading Facility Rules (Rules 900-907)
  • Automatic Executions (Rules 1000-1004)
  • Investment Company Units (Rule 1100)
  • Trust Issued Receipts (Rules 1200-1202)
  • Gold Shares (Rules 1300-1301)
  • Currency Trust Shares (Rules 1300A-1301A)
  • Commodity Trust Shares (Rules 1300B-1301B)
  • Trading of Debt Securities (Rules 1400-1401)
  • Conduct Rules (Rules 2010-7470)
  • Disciplinary Rules (Investigations and Sanctions) (Rules 8000-8330)
  • Rules
  • Disciplinary Rules (Procedural) (Rules 9000-9870)
  • NYSE Information Memos
  • Dealings and Settlements
  • Admission of Members (Rules 300-324)
  • Operation of Member Organizations (Rules 325-465)
  • Communications with the Public (Rules 471-474B)
  • Disciplinary Rules (Legacy) (Rules 475-477)
  • Listing and Delisting (Rule 496-501A)
  • Arbitration Rules (Rules 600A-639)
Extent
1 online resource
Form of item
online
Media category
computer
Media MARC source
rdamedia
Other physical details
digital
Specific material designation
remote
System control number
(NjRocCCS)ccn00(US-IlRwWKL)wkl201600677
Label
NYSE Guide
Publication
Bibliography note
Includes bibliographical references
Carrier category
online resource
Carrier MARC source
rdacarrier
Content category
text
Content type MARC source
rdacontent
Contents
  • Off-Hours Trading Facility Rules (Rules 900-907)
  • Automatic Executions (Rules 1000-1004)
  • Investment Company Units (Rule 1100)
  • Trust Issued Receipts (Rules 1200-1202)
  • Gold Shares (Rules 1300-1301)
  • Currency Trust Shares (Rules 1300A-1301A)
  • Commodity Trust Shares (Rules 1300B-1301B)
  • Trading of Debt Securities (Rules 1400-1401)
  • Conduct Rules (Rules 2010-7470)
  • Disciplinary Rules (Investigations and Sanctions) (Rules 8000-8330)
  • Rules
  • Disciplinary Rules (Procedural) (Rules 9000-9870)
  • NYSE Information Memos
  • Dealings and Settlements
  • Admission of Members (Rules 300-324)
  • Operation of Member Organizations (Rules 325-465)
  • Communications with the Public (Rules 471-474B)
  • Disciplinary Rules (Legacy) (Rules 475-477)
  • Listing and Delisting (Rule 496-501A)
  • Arbitration Rules (Rules 600A-639)
Extent
1 online resource
Form of item
online
Media category
computer
Media MARC source
rdamedia
Other physical details
digital
Specific material designation
remote
System control number
(NjRocCCS)ccn00(US-IlRwWKL)wkl201600677

Library Locations

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    42.350723 -71.108227
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