The Resource Regulation D : The Rule 504 Exemption, by C. Steven Bradford, Henry M. Grether, Jr., Professor of Law, University of Nebraska-Lincoln College of Law

Regulation D : The Rule 504 Exemption, by C. Steven Bradford, Henry M. Grether, Jr., Professor of Law, University of Nebraska-Lincoln College of Law

Label
Regulation D : The Rule 504 Exemption
Title
Regulation D
Title remainder
The Rule 504 Exemption
Statement of responsibility
by C. Steven Bradford, Henry M. Grether, Jr., Professor of Law, University of Nebraska-Lincoln College of Law
Title variation
SEC10
Creator
Contributor
Author
Issuing body
Subject
Genre
Language
eng
Summary
  • "This lesson is an introduction to Rule 504 of Regulation D, an exemption from the registration requirement of the Securities Act of 1933. Before taking this lesson, students should have a basic understanding of the Securities Act of 1933 and its registration requirement
  • The lesson provides links to the relevant regulatory provisions, but you might find it helpful to have your own copy of Regulation D as you take the lesson
  • Learning Outcomes. On completion of the lesson, the student will be able to:
  • 1. List the three types of companies that are excluded from using the Rule 504(a) exemption
  • 2. List two of the requirements from Rule 504(b)(1) that are necessary to qualify for the exemption
  • 3. Describe the purpose of Rule 502(c) and any of its exceptions
  • 4. Define the resale restrictions in Rule 502(d)
  • 5. Explain the function of Rule 508
  • 6. Apply the main requirements of Rule 504 to determine if offers and sales fit within the exemption."-- Lesson description
Member of
Is part of
Cataloging source
WCL
Characteristic
interactive multimedia
http://library.link/vocab/creatorDate
1956-
http://library.link/vocab/creatorName
Bradford, C. Steven
Intended audience
Law students in CALI-member law schools
http://library.link/vocab/relatedWorkOrContributorName
Center for Computer-Assisted Legal Instruction
http://library.link/vocab/subjectName
  • Securities
  • Securities
Target audience
specialized
Label
Regulation D : The Rule 504 Exemption, by C. Steven Bradford, Henry M. Grether, Jr., Professor of Law, University of Nebraska-Lincoln College of Law
Instantiates
Publication
Note
  • Description based on 2018 version
  • "Approximate completion time: 1 hour"
Carrier category
online resource
Carrier category code
cr
Carrier MARC source
rdacarrier
Color
mixed
Content category
text
Content type code
txt
Content type MARC source
rdacontent
Dimensions
unknown
Extent
1 online resource
Form of item
online
Governing access note
CALI password required for access
Media category
computer
Media MARC source
rdamedia
Media type code
c
Publication designation
Began in 2018.
Publication frequency
Updated irregularly
Specific material designation
remote
System control number
  • (OCoLC)1049804126
  • (OCoLC)on1049804126
System details
Mode of access: World Wide Web
Label
Regulation D : The Rule 504 Exemption, by C. Steven Bradford, Henry M. Grether, Jr., Professor of Law, University of Nebraska-Lincoln College of Law
Publication
Note
  • Description based on 2018 version
  • "Approximate completion time: 1 hour"
Carrier category
online resource
Carrier category code
cr
Carrier MARC source
rdacarrier
Color
mixed
Content category
text
Content type code
txt
Content type MARC source
rdacontent
Dimensions
unknown
Extent
1 online resource
Form of item
online
Governing access note
CALI password required for access
Media category
computer
Media MARC source
rdamedia
Media type code
c
Publication designation
Began in 2018.
Publication frequency
Updated irregularly
Specific material designation
remote
System control number
  • (OCoLC)1049804126
  • (OCoLC)on1049804126
System details
Mode of access: World Wide Web

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