The Resource Securities Regulation, Louis Loss (late), Joel Seligman, and Troy Paredes

Securities Regulation, Louis Loss (late), Joel Seligman, and Troy Paredes

Label
Securities Regulation
Title
Securities Regulation
Statement of responsibility
Louis Loss (late), Joel Seligman, and Troy Paredes
Creator
Contributor
Author
Subject
Language
eng
Summary
Analysis of all relevant statutes, plus thousands of cases and SEC administrative decisions and letters, this cornerstone treatise clarifies questions on every aspect of all securities acts, rules and regulations and related legislation. Withdetailed coverage of: The Sarbanes-Oxley Act; the SEĆ<U+0099>s disclosure requirements; Internet securities trading; margin accounts; the SEĆ<U+0099>s safe harbor initiatives; SRO voting rights standards; SEC amendments to the tender offer, proxy and merger rules; and arbitrability of securities disputes
Member of
Cataloging source
IlRwWKL
http://library.link/vocab/creatorName
Loss, Louis
Entry convention
integrated entry
Frequency
semiannual
LC call number
KF1444
Nature of contents
dictionaries
Nature of entire work
bibliography
Original alphabet or script of title
other
Regularity
regular
http://library.link/vocab/relatedWorkOrContributorName
  • Seligman, Joel
  • Paredes, Troy
  • Wolters Kluwer (Firm)
http://library.link/vocab/subjectName
  • Securities
  • Corporations
Label
Securities Regulation, Louis Loss (late), Joel Seligman, and Troy Paredes
Instantiates
Publication
Bibliography note
Includes bibliographical references and index
Carrier category
online resource
Carrier MARC source
rdacarrier
Content category
text
Content type MARC source
rdacontent
Contents
  • REGULATION OF BROKERS, DEALERS, AND INVESTMENT ADVISERS
  • FRAUD
  • MANIPULATION
  • CIVIL LIABILITY
  • GOVERNMENT LITIGATION
  • SEC ADMINISTRATIVE LAW
  • CONFLICT OF LAWS, PROCEDURAL ASPECTS, AND GLOBALIZATION
  • INDEX
  • FRONTMATTER
  • BACKGROUND OF THE SEC STATUTES
  • FEDERAL REGULATION OF THE DISTRIBUTION OF SECURITIES
  • COVERAGE OF THE SECURITIES ACT OF 1933: DEFINITIONS AND EXEMPTIONS
  • PROTECTIVE COMMITTEE REFORM: THE TRUST INDENTURE ACT OF 1939 AND SEC FUNCTIONS UNDER THE BANKRUPTCY CODE
  • CONTROL CONCEPTS UNDER THE SEC STATUTES
  • REGISTRATION AND POSTREGISTRATION PROVISIONS OF THE 1934 ACT
  • REGULATION OF THE SECURITIES MARKETS
Edition
Fourth and Fifth Editions.
Extent
1 online resource
Form of item
online
Media category
computer
Media MARC source
rdamedia
Other physical details
digital
Publication frequency
Semiannual
Specific material designation
remote
System control number
(NjRocCCS)ccn00(US-IlRwWKL)wkl201600049
Label
Securities Regulation, Louis Loss (late), Joel Seligman, and Troy Paredes
Publication
Bibliography note
Includes bibliographical references and index
Carrier category
online resource
Carrier MARC source
rdacarrier
Content category
text
Content type MARC source
rdacontent
Contents
  • REGULATION OF BROKERS, DEALERS, AND INVESTMENT ADVISERS
  • FRAUD
  • MANIPULATION
  • CIVIL LIABILITY
  • GOVERNMENT LITIGATION
  • SEC ADMINISTRATIVE LAW
  • CONFLICT OF LAWS, PROCEDURAL ASPECTS, AND GLOBALIZATION
  • INDEX
  • FRONTMATTER
  • BACKGROUND OF THE SEC STATUTES
  • FEDERAL REGULATION OF THE DISTRIBUTION OF SECURITIES
  • COVERAGE OF THE SECURITIES ACT OF 1933: DEFINITIONS AND EXEMPTIONS
  • PROTECTIVE COMMITTEE REFORM: THE TRUST INDENTURE ACT OF 1939 AND SEC FUNCTIONS UNDER THE BANKRUPTCY CODE
  • CONTROL CONCEPTS UNDER THE SEC STATUTES
  • REGISTRATION AND POSTREGISTRATION PROVISIONS OF THE 1934 ACT
  • REGULATION OF THE SECURITIES MARKETS
Edition
Fourth and Fifth Editions.
Extent
1 online resource
Form of item
online
Media category
computer
Media MARC source
rdamedia
Other physical details
digital
Publication frequency
Semiannual
Specific material designation
remote
System control number
(NjRocCCS)ccn00(US-IlRwWKL)wkl201600049

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