The Resource Street smarts : linking professional conduct with shareholder value in the securities industry, Roy C. Smith and Ingo Walter

Street smarts : linking professional conduct with shareholder value in the securities industry, Roy C. Smith and Ingo Walter

Label
Street smarts : linking professional conduct with shareholder value in the securities industry
Title
Street smarts
Title remainder
linking professional conduct with shareholder value in the securities industry
Statement of responsibility
Roy C. Smith and Ingo Walter
Creator
Contributor
Subject
Language
eng
Summary
This book is a forceful call to action for Wall Street leaders to strengthen and protect their shareholders' value by instituting and maintaining much higher professional standards. Smith and Walter argue that it is not enough for firms to rely on surveillance and compliance efforts to prevent their people from stepping over the line of legal and appropriate conduct; reputations in the finance world are too important. Connecting professional conduct to shareholder value, the authors call for immediate action. The industry, they contend, needs to create an environment in which each firm develops its leaders and individual managers to take responsibility for shaping and upholding the standards through creative and supportive employee development and retention programs
Cataloging source
DLC
http://library.link/vocab/creatorDate
1938-
http://library.link/vocab/creatorName
Smith, Roy C.
Illustrations
illustrations
Index
index present
LC call number
HG4910
LC item number
.S564 1997
Literary form
non fiction
Nature of contents
bibliography
http://library.link/vocab/relatedWorkOrContributorName
Walter, Ingo
http://library.link/vocab/subjectName
  • Securities industry
  • Wertpapierhandel
  • Securities industry
  • Effectenhandel
  • Toezicht
  • Regulering
  • Management
  • Shareholder-Value-Analyse
  • Wertpapierhandel
  • United States
Label
Street smarts : linking professional conduct with shareholder value in the securities industry, Roy C. Smith and Ingo Walter
Link
https://archive.org/details/streetsmartslink00smit
Instantiates
Publication
Bibliography note
Includes bibliographical references (p. 319-334) and index
Carrier category
volume
Carrier category code
  • nc
Carrier MARC source
rdacarrier
Content category
text
Content type code
  • txt
Content type MARC source
rdacontent
Contents
1. A Walk on the Dark Side -- 2. Regulation, Competition, and Market Conduct -- 3. Caveat Emptor and the Retail Investor -- 4. Playing with the Big Boys -- Wholesale Transactions -- 5. Market Rigging -- 6. Trading on the Inside -- 7. Conflicts of Interest -- 8. Kickbacks, Payoffs, and Bribes -- 9. Financial Secrecy and Money Laundering -- 10. Whistleblowing -- 11. Zookeeping
Dimensions
24 cm
Extent
xiii, 351 pages
Isbn
9780071038812
Lccn
96048383
Media category
unmediated
Media MARC source
rdamedia
Media type code
  • n
Other control number
ZBWT00774731
Other physical details
illustrations
System control number
  • (OCoLC)36023988
  • (OCoLC)ocm36023988
Label
Street smarts : linking professional conduct with shareholder value in the securities industry, Roy C. Smith and Ingo Walter
Link
https://archive.org/details/streetsmartslink00smit
Publication
Bibliography note
Includes bibliographical references (p. 319-334) and index
Carrier category
volume
Carrier category code
  • nc
Carrier MARC source
rdacarrier
Content category
text
Content type code
  • txt
Content type MARC source
rdacontent
Contents
1. A Walk on the Dark Side -- 2. Regulation, Competition, and Market Conduct -- 3. Caveat Emptor and the Retail Investor -- 4. Playing with the Big Boys -- Wholesale Transactions -- 5. Market Rigging -- 6. Trading on the Inside -- 7. Conflicts of Interest -- 8. Kickbacks, Payoffs, and Bribes -- 9. Financial Secrecy and Money Laundering -- 10. Whistleblowing -- 11. Zookeeping
Dimensions
24 cm
Extent
xiii, 351 pages
Isbn
9780071038812
Lccn
96048383
Media category
unmediated
Media MARC source
rdamedia
Media type code
  • n
Other control number
ZBWT00774731
Other physical details
illustrations
System control number
  • (OCoLC)36023988
  • (OCoLC)ocm36023988

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