Coverart for item
The Resource The law of governance, risk management, and compliance, Geoffrey Parsons Miller, Stuyvesant P. Comfort Professor of Law, Director, Center for Financial Institutions, Co-Director, Program on Corporate Compliance and Enforcement, New York University Law School

The law of governance, risk management, and compliance, Geoffrey Parsons Miller, Stuyvesant P. Comfort Professor of Law, Director, Center for Financial Institutions, Co-Director, Program on Corporate Compliance and Enforcement, New York University Law School

Label
The law of governance, risk management, and compliance
Title
The law of governance, risk management, and compliance
Statement of responsibility
Geoffrey Parsons Miller, Stuyvesant P. Comfort Professor of Law, Director, Center for Financial Institutions, Co-Director, Program on Corporate Compliance and Enforcement, New York University Law School
Creator
Author
Subject
Genre
Language
eng
Summary
The second edition of The Law of Governance, Risk Management, and Compliance follows the first edition, as the first casebook focused on the law of governance, risk management, and compliance. Author Geoffrey P. Miller, a highly respected professor of corporate and financial law, brings real world experience to the book as a member of the board of directors and audit and risk committees of a significant banking institution. The book addresses issues of fundamental importance for any regulated organization (the $13 billion settlement between JPMorgan Chase and its regulators is only one of many examples). This book can be a cornerstone for courses on compliance, corporate governance, or on the role of attorneys in managing risk in organizational clients
Member of
Cataloging source
DLC
http://library.link/vocab/creatorName
Miller, Geoffrey P
Illustrations
illustrations
Index
index present
LC call number
KF1422
LC item number
.M55 2017
Literary form
non fiction
Nature of contents
bibliography
Series statement
Aspen casebook series
http://library.link/vocab/subjectName
  • Corporate governance
  • Risk management
  • Compliance
  • Compliance
  • Corporate governance
  • Risk management
  • United States
Label
The law of governance, risk management, and compliance, Geoffrey Parsons Miller, Stuyvesant P. Comfort Professor of Law, Director, Center for Financial Institutions, Co-Director, Program on Corporate Compliance and Enforcement, New York University Law School
Instantiates
Publication
Note
Includes index
Bibliography note
Includes bibliographical references and indexes
Carrier category
volume
Carrier category code
nc
Carrier MARC source
rdacarrier
Content category
text
Content type code
txt
Content type MARC source
rdacontent
Contents
Shareholders -- The board of directors -- Executives -- Introduction to compliance -- Internal enforcement -- Regulators -- Prosecutors -- Whistleblowers -- Gatekeepers -- Plaintiffs' attorneys -- Information security -- Off-label drugs -- Foreign corrupt practices -- Anti-money laundering, the bank secrecy act, and OFAC -- Sexual harassment -- Ethics, social responsibility, and culture -- When compliance fails -- Introduction to risk management -- Approaches to risk management -- When risk management fails
Dimensions
27 cm.
Edition
Second edition.
Extent
xxvii, 805 pages
Isbn
9781454881988
Lccn
2016044848
Media category
unmediated
Media MARC source
rdamedia
Media type code
n
Other physical details
illustrations
System control number
  • (OCoLC)959611006
  • (OCoLC)ocn959611006
Label
The law of governance, risk management, and compliance, Geoffrey Parsons Miller, Stuyvesant P. Comfort Professor of Law, Director, Center for Financial Institutions, Co-Director, Program on Corporate Compliance and Enforcement, New York University Law School
Publication
Note
Includes index
Bibliography note
Includes bibliographical references and indexes
Carrier category
volume
Carrier category code
nc
Carrier MARC source
rdacarrier
Content category
text
Content type code
txt
Content type MARC source
rdacontent
Contents
Shareholders -- The board of directors -- Executives -- Introduction to compliance -- Internal enforcement -- Regulators -- Prosecutors -- Whistleblowers -- Gatekeepers -- Plaintiffs' attorneys -- Information security -- Off-label drugs -- Foreign corrupt practices -- Anti-money laundering, the bank secrecy act, and OFAC -- Sexual harassment -- Ethics, social responsibility, and culture -- When compliance fails -- Introduction to risk management -- Approaches to risk management -- When risk management fails
Dimensions
27 cm.
Edition
Second edition.
Extent
xxvii, 805 pages
Isbn
9781454881988
Lccn
2016044848
Media category
unmediated
Media MARC source
rdamedia
Media type code
n
Other physical details
illustrations
System control number
  • (OCoLC)959611006
  • (OCoLC)ocn959611006

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