Securities
Resource Information
The concept Securities represents the subject, aboutness, idea or notion of resources found in Boston University Libraries.
The Resource
Securities
Resource Information
The concept Securities represents the subject, aboutness, idea or notion of resources found in Boston University Libraries.
- Label
- Securities
- Authority link
- http://id.worldcat.org/fast/01110743
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100+ Items that share the Concept Securities
Context
Context of SecuritiesSubject of
- 1960-1969, a decade of corporate and international finance.
- 1984 limited offering exemptions : regulation D
- A decade of securities regulation in Nigeria 1980-90
- A modest proposal for a national securities market system and its governance
- A review of current securities issues : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Ninth Congress, second session, on examination of current securities issues, focusing on improving financial disclosure for individual investors, April 25, 2006
- Abandonment of the private right of action for aiding and abetting securities fraud/staff report on private securities litigation : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Third Congress, second session, on recent securities law decisions by the U.S. Supreme Court, Central Bank of Denver vs. First Interstate Bank of Denver ... May 12, 1994
- Accelerating Access to Capital Act of 2015 : report together with minority views (to accompany H.R. 2357) (including cost estimate of the Congressional Budget Office)
- Accelerating Access to Capital Act of 2017 : report together with minority views (to accompany H.R. 4529) (including cost estimate of the Congressional Budget Office)
- Accounting series releases; : compilation of releases to 195 as in effect August 1976
- Acquisition of U.S. companies by foreign nationals : hearings before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-seventh Congress, first session, on H. Con Res. 59 ... H.R. 1294 ... February 26 and April 2, 1981
- Additional consumer protection in corporate takeovers and increasing the Securities act exemptions for small businessmen : Hearing before the Subcommittee on Securities of the Committee on Banking and Currency, United States Senate, Ninety-first Congress, second session, on S. 336, a bill to amend section 3 (b) of the Securities Act of 1933 to permit the exemption of security issues, not exceeding $5000,000 in aggregate amount, from the provisions of such act [and] S. 3431, a bill to extend the coverage of sections 13 (d), 14 (d), and 14 (e) of the Securites Exchange Act of 1934 in order to provide additional protection for investors, March 25, 1970
- After the trade is made : processing securities transactions
- Amending a provision of the Securities Act of 1933 directing the Securities and Exchange Commission to add a particular class of securities to those exempted under such act to provide a deadline for such action : report (to accompany H.R. 701) (including cost estimate of the Congressional Budget Office)
- Amending the Securities Exchange Act of 1934 to permit members of national securities exchanges to effect certain transactions with respect to accounts for which such members exercise investment discretion : report (to accompany H.R. 616) (including cost estimate of the Congressional Budget Office)
- An Act to Reform Federal Securities Litigation, and for Other Purposes
- Arbitration reform : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundredth Congress, second session, including H.R. 4960 ... March 31, June 9, and July 12, 1988
- Asian stockmarkets : the inside story
- Asset securitization and secondary markets : hearings before the Subcommittee on Policy Research and Insurance of the Committee on Banking, Finance, and Urban Affairs, House of Representatives, One Hundred Second Congress, first session, July 31, 1991
- Asset-backed alert
- Attorney accountability : hearings before the Subcommittee on Courts and Intellectual Property of the Committee on the Judiciary, House of Representatives, One Hundred Fourth Congress, first session, February 6 and 10, 1995
- Bloomberg markets
- Blue sky law reporter
- Blue sky laws : analysis and text
- Broker-dealer regulation
- Broker-dealer regulation in a nutshell
- Brokerage and related commercial bank services : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-fourth Congress, second session, in furtherance of the study of the securities activities of commercial banks, August 4, 5, and 6 ; and September 1, 1976
- Business financing and the federal securities laws
- Business month
- Business month
- Business planning : financing the start-up business and venture capital financing
- Business planning : financing the start-up business and venture capital financing
- CRSP – Center for Research in Security Prices
- CUSIP master file
- Capital markets law and compliance : the implications of MiFID
- Capital markets law journal
- Capital markets regulatory reform : strengthening investor protection, enhancing oversight of private pools of capital, and creating a national insurance office : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, October 6, 2009
- China's holdings of U.S. securities : implications for the U.S. economy
- Clarify jurisdiction of SEC and definition of security : hearing before the Subcommittee on Conservation, Credit, and Rural Development of the Committee on Agriculture, House of Representatives, Ninety-seventh Congress, second session, on H.R. 6156, July 15, 1982
- Common Sense Legal Reform Act : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Commerce, House of Representatives, One Hundred Fourth Congress, first session, January 19 and February 10, 1995
- Common Sense Legal Reforms Act of 1995 : report together with minority and additional dissenting views (to accompany H.R. 10) (including cost estimate of the Congressional Budget Office)
- Comparing European and U.S. securities regulations : MiFID versus corresponding U.S. regulations
- Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970
- Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, Market Reform Act of 1990 (section 8), Penny Stock Reform Act of 1990 (sections 504(b) and 510)
- Compilation of securities laws within the jurisdiction of the Committee on Financial Services : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, Gramm-Leach-Bliley Act, Commodity Futures Modernization Act of 2000, Sarbanes-Oxley Act of 2002
- Compliance reporter
- Conference on Securities Regulation.
- Conflicts of interest, investor loss of confidence, and high speed trading in U.S. stock markets : hearing before the Permanent Subcommittee on Investigations of the Committee on Homeland Security and Governmental Affairs, United States Senate, One Hundred Thirteenth Congress, second session, June 17, 2014
- Consumer Financial Choice and Capital Markets Protection Act of 2017 : report (to accompany H.R. 2319) (including cost estimate of the Congressional Budget Office)
- Corporate Finance in a Nutshell
- Corporate disclosure and filing practices : hearing before the Subcommittee on Oversight and Investigations of the Committee on Interstate and Foreign Commerce, House of Representatives, Ninety-sixth Congress, second session, May 5, 1980
- Corporate finance
- Corporate finance and the securities laws
- Corporate finance in a nutshell
- Corporate mergers and high yield (junk) bonds : recent market trends and regulatory developments : a report
- De la possession des Meubles en droit romain. De l'aliénation des valeurs mobilières par les administrateurs du patrimoine d'autrui en droit français
- Decisions and reports
- Developing and Empowering our Aspiring Leaders Act of 2018 : report (to accompany H.R. 6177) (including cost estimate of the Congressional Budget Office)
- Disclosure Modernization and Simplification Act of 2014 : report (to accompany H.R. 4569) (including cost estimate of the Congressional Budget Office)
- Disclosure Modernization and Simplification Act of 2015 : report (to accompany H.R. 1525) (including cost estimate of the Congressional Budget Office)
- Due Process Restoration Act of 2015 : report together with minority views (to accompany H.R. 3798) (including cost estimate of the Congressional Budget Office)
- Due diligence in securities offerings
- Dun & Bradstreet's guide to your investments
- Dun's business month
- Dun's review
- EC securities regulation
- EU securities and financial markets regulation
- Economist
- El riesgo de incumplimiento de pago de los títulos valor transados en la Bolsa Nacional de Valores de Costa Rica
- Electronic bulls and bears : U.S. securities markets and information technology
- Emerging Federal securities law; : course handbook,
- Emerging markets review
- Encouraging Employee Ownership Act of 2015 : report together with minority views (to accompany H.R. 1675) (including cost estimate of the Congressional Budget Office)
- Encouraging Employee Ownership Act of 2017 : report together with minority views (to accompany H.R. 1343) (including cost estimate of the Congressional Budget Office)
- Encouraging Public Offerings Act of 2017 : report (to accompany H.R. 3903) (including cost estimate of the Congressional Budget Office)
- Enhancing Multi-class Share Disclosures Act : report (to accompany H.R. 6322) (including cost estimate of the Congressional Budget Office)
- Enhancing investor protection and the regulation of securities markets : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on examining what went wrong in the securities markets, how we can prevent the practices that led to our financial system problems, and how to protect investors
- Ensuring effectiveness, fairness, and transparency in securities law enforcement : hearing before the Subcommittee on Capital Markets, Securities, and Investment of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fifteenth Congress, second session, June 13, 2018
- Equities : news of middle and emerging companies
- Examining the efficiency, stability, and integrity of the U.S. capital markets : joint hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, and the Permanent Subcommittee on Investigations of the Committee on Homeland Security and Governmental Affairs, United States Senate, One Hundred Eleventh Congress, second session ... December 8, 2010
- Exchange Regulatory Improvement Act : report (to accompany H.R. 3555) (including cost estimate of the Congressional Budget Office)
- Exemption of guaranteed REA loans from Securities and Exchange Commission regulation : hearing before the Subcommittee on Agricultural Credit and Rural Electrification of the Committee on Agriculture and Forestry, United States Senate, Ninety-third Congress, second session, on H.R. 12526 ... July 18, 1974
- Extension of margin requirements to foreign investors : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-seventh Congress, first session, on S. 1429 ... S. 1436 ... July 8, 1981
- FDIC securities proposal and related issues : hearings before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-eighth Congress, first session, June 16 and 28, 1983
- Fair Investment Opportunities for Professional Experts Act : report (to accompany H.R. 2187) (including cost estimate of the Congressional Budget Office)
- Fairness in Securities Transactions Act : report together with minority views (to accompany H.R. 2441) (including cost estimate of the Congressional Budget Office)
- False security : the betrayal of the American investor
- Federal Home Loan Bank Board enforcement of federal securities laws : hearing before the Subcommittee on Oversight and Investigations of the Committee on Energy and Commerce, House of Representatives, One hundredth Congress, first session, April 23, 1987
- Federal Securities Exchange Act of 1934
- Federal regulation of railroad security issues ...
- Federal reserve regulatory service
- Federal securities law and accounting, 1933-1970 : selected addresses
- Financial Fraud Detection and Disclosure Act : report (to accompany H.R. 4313) (including cost estimate of the Congressional Budget Office)
- Financial Services Competitiveness Act of 1995 : report together with minority, additional, and supplemental views (to accompany H.R. 1062)
- Financial disclosure by banks and bank holding companies : hearings before the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, first session ... July 11 and 16, 1975
- Financial guarantees : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundredth Congress, second session, August 3, 1988
- Financial markets and institutions
- Financial markets and institutions : a modern perspective
- Financial restructuring : hearings before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-ninth Congress, first session, on financial consolidation ... April 2, 1985 ; expanding securities markets ... May 2, 1985 ; takeover activity ... June 5, 1985
- Financial restructuring : the road ahead : hearings before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-eighth Congress, second session, on H.R. 5342, H.R. 4506, and H.R. 3537, April 4, 5, and May 17, 1984
- Financial services : insiders' views of the future
- Financial services industry : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred First Congress, second session, on H.R. 3054, H.R. 4441, and H.R. 5777, bills to provide for self-regulation and to improve the disclosure to customers of investment advisers, and to amend the federal securities laws to equalize the regulatory treatment of participants in the securities industry, July 11, 1990 Financial Services Industry Oversight ..
- Financial services industry : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred First Congress, second session, on H.R. 3054, H.R. 4441, and H.R. 5777, bills to provide for self-regulation and to improve the disclosure to customers of investment advisers, and to amend the federal securities laws to equalize the regulatory treatment of participants in the securities industry, July 11, 1990 Financial Services Industry Oversight ..
- Financial services modernization : hearings before the Subcommittee on Financial Institutions and Consumer Credit of the Committee on Banking and Financial Services, House of Representatives, One Hundred Fifth Congress, first session, February 11, 13, 25, 1997
- Financing growth in the WAEMU through the regional securities market : past successes and current challenges
- Foreign corrupt practices and domestic and foreign investment disclosure : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-fifth Congress, first session, on S. 305 ... March 16, 1977
- Free Writing Prospectuses Under Rule 433
- Fundamentals of securities regulation
- Glass-Steagall Act modernization?
- Global investor
- Going public, the IPO reporter
- Graham and Dodd's security analysis
- H.R. 2443, the Equitable Escheatment Act of 1993 : hearing before the Subcommittee on Financial Institutions Supervision, Regulation, and Deposit Insurance of the Committee on Banking, Finance, and Urban Affairs, House of Representatives, One Hundred Third Congress, second session, March 22, 1994
- H.R. 3606, the Reopening American Capital Markets to Emerging Growth Companies Act of 2011 : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, December 15, 2011
- Handbook of financial markets : securities, options, and futures
- Harmonisation of securities law : custody and transfer of securities in European private law
- How to go public.
- Implementation and cybersecurity protocols of the consolidated audit trail : hearing before the Subcommittee on Capital Markets, Securities, and Investment of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fifteenth Congress, first session, November 30, 2017
- Improving Access to Capital for Emerging Growth Companies Act : report (to accompany H.R. 2064) (including cost estimate of the Congressional Budget Office)
- Insider trading : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundredth Congress, second session including H.R. 4945 ... July 11, August 3, and September 9, 1988
- Insights
- Institutional investors in a changing economy
- Insurance provisions of financial services modernization bills in the 106th Congress : antecedent Supreme Court decisions
- Intermediated securities : the impact of the Geneva Securities Convention and the future European legislation
- International finance source book,
- International securities enforcement : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred First Congress, first session, on H.R. 1396 ... March 21, 1989
- Introduction to the federal regulation of proxy solicitation
- Investment Adviser Regulatory Flexibility Improvement Act : report (to accompany H.R. 6321) (including cost estimate of the Congressional Budget Office)
- Investment adviser regulation in a nutshell
- Investment advisers act amendments : hearings before the Subcommittee on Consumer Protection and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives, Ninety-fourth Congress, second session, on H.R. 12981 and H.R. 13737 ... May 20 and 21, 1976
- Investment analysis and portfolio management
- Investment banking and diligence : what price deregulation?
- Investor and industry perspectives on investment advisers and broker-dealers
- Investor's business daily
- Investor's business daily guide to the markets
- Islamic finance : law, economics, and practice
- Issuance of shares : part I
- Issuance of shares : part IIA
- Issuance of shares : part IIB
- Issuance of shares : part III
- Issuer summaries; : security issues in the United States, July 26, 1933 to December 31, 1949.
- Journal of business & securities law
- Journal of comparative business and capital market law
- Journal of emerging market finance
- Journal of financial markets
- Journal of securities operations & custody
- Judicial decisions : comprising all court decisions, reported and unreported, in civil and criminal cases involving statutes administered by the Securities and Exchange Commission
- Jurisdictional issues in S. 207, the CFTC reauthorization : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, first session on Title III of the Futures Trading Act of 1991, concerning the appropriate regulatory scheme on financial instruments having elements of commodity futures, securities, banking and insurance products, April 16, 1991
- Law relating to stocks, bonds, and other securities, in the United States
- Law school legends audio on securities regulations
- Le Régime juridique des titres de sociétés en Europe et aux États-Unis. : The legal status of securities in Europe and the United States.
- Legislative proposals to improve the U.S. capital markets : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fourteenth Congress, first session, December 2, 2015
- Leverage? What leverage? : a deep dive into the U.S. flow of funds in search of clues to the global crisis
- Londons improvement and the builder's security asserted, by the apparent advantages that will attend their easie charge, in raising such a joint-stock, as may assure a re-building of those houses, which shall hereafter be destroyed by the casualties of fire : as it was presented on New-Years-Day last, 1679, to the Right Honourable, Sir Robert Clayton, Kt., the present Lord-Mayor
- Lost or stolen U.S. bearer securities : hearing before a subcommittee of the Committee on Government Operations, House of Representatives; Ninety-second Congress, first session; on H.R. 6077 ...; March 30, 1971
- Lost security holders : reuniting security holders with their investments : hearing before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Representatives, One Hundred Sixth Congress, second session, October 4, 2000
- Louis Rukeyser's Wall Street
- Main Street Employee Ownership Act of 2018 : report (to accompany H.R. 5236)
- Manejo práctico de títulos : valores para no abogados : letras de cambio, pagarés, cheques, facturas cambiarias, bonos, certificados de depósito en almacén general, bonos de prenda, certificados de depósito a término, cartas de porte, conocimientos de embarque y otros como cartas de crédito, acciones y titualización
- Manual of securities laws of the United States : containing the complete securities (Blue Sky) laws of all of the states arranged under standard headings and proper sub-headings : a digest of all the reported decisions of the courts bearing directly or indirectly on such laws : a series of charts showing classes of securities embraced within such laws and those exempted : rulings of attorneys-general and of the various departments and a reproduction of forms used by the various departments
- Margin lending : hearing before the Subcommittee on Domestic and International Monetary Policy of the Committee on Banking and Financial Services, U.S. House of Representatives, One Hundred Sixth Congress, second session, March 21, 2000
- Mark-to-market accounting : practices and implications : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, March 12, 2009
- Market value and financial structure in the railroad industry
- Micro Offering Safe Harbor Act : report together with minority views (to accompany H.R. 4850) (including cost estimate of the Congressional Budget Office)
- Modernization of the Glass-Steagall Act : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One hundredth Congress, first session on the history of the Glass-Steagall Act and its current relevance in the future of the nation's financial services industry, July 30, 1987
- Moralizing the market : how Gaullist France embraced the US model of securities regulation
- Moratorium legislation and financial institutions deregulation : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-eighth Congress, first session, on S. 1532 ... S. 1609 ... S. 1682 ... July 18, Sept. 13, 14, 1983
- Mortgage-backed securities letter
- Mutual Fund Litigation Reform Act : report together with minority views (to accompany H.R. 4738) (including cost estimate of the Congressional Budget Office)
- NASAA reports
- National Securities Exchange Regulatory Parity Act : report together with minority views (to accompany H.R. 4546) (including cost estimate of the Congressional Budget Office)
- National Securities Exchange Regulatory Parity Act of 2016 : report together with minority views (to accompany H.R. 5421) (including cost estimate of the Congressional Budget Office)
- New York and Boston bank stocks,
- New securities powers for bank holding companies : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One hundredth Congress, first session ... August 6, 1987
- New trends and special problems under the securities laws.
- OECD minimum disclosure rules applicable to all publicly offered securities
- Office of the Comptroller of the Currency's recent regulatory actions : hearing before the Subcommittee on Financial Institutions and Regulatory Relief of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, first session ... May 1, 1997
- On Wall Street
- Operations management
- Organized crime ; techniques for converting worthless securities into cash : hearings, Ninety-second Congress, first session. December 7, 8, and 9, 1971
- Over-the-counter derivatives : hearing before the Committee on Agriculture, Nutrition, and Forestry, United States Senate, On Hundred Fifth Congress, second session ... July 30, 1998
- Periodic reporting under the federal securities laws
- Periodic reporting under the federal securities laws
- Perpetual jeopardy: the Texas Gulf Sulphur affair; : a chronicle of achievement and misadventure,
- Preferred stock
- Principles of Securities Regulation
- Principles of securities regulation
- Principles of securities regulation
- Private Placement Improvement Act of 2016 : report together with minority views (to accompany H.R. 4852) (including cost estimate of the Congressional Budget Office)
- Private Securities Litigation Reform Act of 1995 : report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 240 together with additional views
- Problems in mortgage packaging : hearing before the Subcommittee on General Oversight and Investigations of the Committee on Banking, Finance, and Urban Affairs, House of Representatives, Ninety-ninth Congress, first session, April 16, 1985
- Problems with the SEC's enforcement of U.S. securities laws in cases involving suspicious trades originating from abroad : hearing before a subcommittee of the Committee on Government Operations, House of Representatives, One Hundredth Congress, second session, June 6, 1988
- Proceedings
- Processing securities transactions; : administrative procedures of brokerage firms
- Progress toward the development of a national market system : joint hearings before the Subcommittee on Oversight and Investigations and the Subcommittee on Consumer Protection and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives; Ninety-sixth Congress, first session; on the functioning and administration of the Securities Acts Amendments of 1975; September 21, 24, and 25, 1979
- Promoting Transparent Standards for Corporate Insiders Act : report (to accompany H.R. 6320) (including cost estimate of the Congressional Budget Office)
- Protecting Advice for Small Savers Act of 2017 : report together with minority views (to accompany H.R. 3857) (including cost estimate of the Congressional Budget Office)
- Public Company Registration Threshold Act : report together with minority views (to accompany H.R. 5051) (including cost estimate of the Congressional Budget Office)
- REMICs, mortgage REITs, mortgage trusts and other real estate mortgage securitization vehicles
- Reauthorizations for the Securities and Exchange Commission, 1994-95 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Third Congress, first session, on to amend the Securities Exchange Act of 1934 to authorize appropriations for the Securities and Exchange Commission for fiscal years 1994-95 ... July 29, 1993
- Reducing barriers to capital formation : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Thirteenth Congress, first session
- Reforming Access for Investments in Startup Enterprises Act of 2015 : report (to accompany H.R. 1839) (including cost estimate of the Congressional Budget Office)
- Regulated carriers financial stability act : hearings before the Surface Transportation Subcommittee of the Committee on Commerce, United States Senate, Ninety-third Congress, second session, on S. 3356 ... May 15, 16, and 17, 1974
- Regulation D : The Rule 504 Exemption
- Regulation D : the Rule 506(b) and 506(c) Exemptions
- Regulation of brokers, dealers, and securities markets
- Regulation of brokers, dealers, and securities markets : Supplement
- Regulation of securities : SEC answer book
- Regulatory competition in the internal market : comparing models for corporate law, securities law and competition law
- Regulatory competition in the internal market : comparing models for corporate law, securities law and competition law
- Report
- Report of the Joint Treasury-Federal Reserve study of the U.S. Government securities market
- Report on the municipal securities market
- Report to the membership
- Resales of Securities Under Rule 144
- Resales of restricted securities under SEC rules 144 and 144A
- Resource materials: fraud, inside information, and fiduciary duty under rule 10b-5
- Rhodes' journal of banking and the bankers' magazine consolidated
- Rights of the minority stockholder : and of the railway security holder,
- Risky business in the operating subsidiary, how the OCC dropped the ball : hearing before the Subcommittee on Oversight and Investigations of the Committee on Commerce, House of Representatives, One Hundred Sixth Congress, first session, June 25, 1999
- Role of financial institutions : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundredth Congress, including H.R. 2557 ... October 5, 14, 1987, February 10, and April 13, 1988
- Rule 701 and Compensatory Benefit Plans
- SEC Regulatory Accountability Act : report together with minority views (to accompany H.R. 1062) (including cost estimate of the Congressional Budget Office)
- SEC authorization request and related issues : hearing before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-eighth Congress, first session, on H.R. 1416 ... H.R. 560 ... H.R. 561 ... H.R. 562 ... H.R. 563 ... February 15, 1983
- SEC docket : a weekly compilation of releases from the Securities and Exchange Commission
- SEC filings insight
- SEC institutional investor study extension : hearing, Ninety-first congress, second session, on H.J. Res. 1247 ... July 27, 1970
- SEC news digest
- SEC oversight : current state and agenda : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, July 14, 2009
- SEC oversight : hearings before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-ninth Congress, on SEC oversight, authorization, and other matters--H.R. 1602, H.R. 1603, and H.R. 1604, March 21, 1985, SEC oversight, March 5, 1986
- SEC oversight and technical amendments : hearing before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-eighth Congress, second session, on H.R. 4574 ... February 23, 1984
- SEC/CFTC jurisdictional issues : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred First Congress, second session, on H.R. 4477, a bill to combine the functions of the Commodity Futures Trading Commission and the Securities and Exchange Commission ... May 3 and 24, 1990
- Saving investors money : reducing excessive SEC fees : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventh Congress, first session, March 7, 2001
- Section 11 of the Securities Act : Basic Requirements
- Section 11 of the Securities Act : Due Diligence and Other Defenses
- Section 16(b) of the Securities Exchange Act of 1934
- Sector plan for security, peace building and conflict management, 2013-2017
- Securities Act handbook
- Securities Acts Amendments of 1975--oversight : hearings before the Subcommittee on Oversight and Investigations and the Subcommittee on Consumer Protection and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives, Ninety-fifth Congress, first session ..
- Securities Acts Amendments of 1990 : conference report (to accompany H.R. 1396)
- Securities Futures Market Credit Protection Act--H.R. 3597 : hearings before the Subcommittee on Domestic Monetary Policy of the Committee on Banking, Finance, and Urban Affairs, House of Representatives, One-hundredth Congress, second session, May 17 and 25, 1988
- Securities Litigation Uniform Standards Act of 1998 : conference report (to accompany S. 1260)
- Securities Litigation Uniform Standards Act of 1998 : report together with dissenting and additional dissenting views (to accompany H.R. 1689) (including cost estimate of the Congressional Budget Office)
- Securities Litigation and Enforcement in a Nutshell
- Securities Regulation in a Nutshell
- Securities activities of commercial banks : hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, first session ... December 9 and 10, 1975
- Securities acts amendments of 1975 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, first session, on S. 249 to amend the Securities exchange act of 1934 and for other purposes, February 19, 20, and 21, 1975
- Securities and derivatives reform in 2010 : a guide to the legislation
- Securities exchange act amendments : Hearings before a subcommittee of the Committee on Banking and Currency, United States Senate, Eighty-first Congress, second session, on S. 2408, a bill to amend the Securities exchange act of 1934, as amended. February 7-10, 1950
- Securities exchange act amendments of 1973 : Hearings, Ninety-third Congress, first session, on H.R. 5050 and H.R. 340 ..
- Securities exchange act of 1934, as amended to August 20, 1964
- Securities fraud & commodities fraud
- Securities investors legal rights : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Second Congress, first session, on H.R. 3185, a bill to establish a statute of limitations for private rights of action arising from a violation of the Securities Exchange Act of 1934, November 21, 1991
- Securities law
- Securities law
- Securities law
- Securities law : selected statutes and regulations
- Securities law aspects of employee benefit plans
- Securities law aspects of employee benefit plans
- Securities law review
- Securities laws enforcement : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred First Congress, first session on H.R. 975 ..
- Securities litigation
- Securities litigation : damages
- Securities litigation abuses : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, first session ... July 24, 1997
- Securities litigation reform : conference report (to accompany H.R. 1058)
- Securities litigation reform : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, second session, July 22 and August 10, 1994
- Securities litigation reform proposals, S. 240, S. 667, and H.R. 1058 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourth Congress, first session ... March 2, 22, and April 6, 1995
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- Securities regulatory equality : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, second session, on H.R. 3447, a bill to amend the federal securities laws to equalize the regulatory treatment of participants in the securities industry, April 14, 1994
- Securities traded on exchanges under the Securities Exchange Act as of ..
- Securities transaction fees : hearing before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Representatives ; One Hundred Sixth Congress, first session ; on H.R. 1256 and H.R. 2441 ; September 28, 1999
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- Small Business Investment Incentive Act : hearings before the Subcommittee on Consumer Protection and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives; Ninety-sixth Congress, first session; on H.R. 3991 ...; November 7 and 8, 1979
- Small Company Simple Registration Act of 2015 : report (to accompany H.R. 1723) (including cost estimate of the Congressional Budget Office)
- Strategic aspects of competitive bidding for corporate securities
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- The Consumer and Investor Access to Information Act of 1999 : hearing before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Representatives, One Hundred Sixth Congress, first session, on H.R. 1858, June 30, 1999
- The Deregulation of the banking and securities industries
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- The Insiders' chronicle
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- The SEC/CFTC jurisdiction and margin : joint hearings before the Subcommittee on Securities and the Committee on Banking, Housing, and Urban Affairs, United States Senate, one hundred first Congress, second session ... March 29, July 11, 12, and 24, 1990
- The Securities Law Enforcement Remedies Act of 1989 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred First Congress, second session on S. 647 ... February 1 and 8, 1990
- The Securities Law Enforcement Remedies Act of 1990 : report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 647
- The Securities Litigation Uniform Standards Act of 1997--S. 1260 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, first session, on S. 1260 ... October 29, 1997
- The Securities Litigation Uniform Standards Act of 1997--S. 1260 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, second session, on S. 1260 ... February 23, 1998
- The Securities Litigation Uniform Standards Act of 1997--S. 1260 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate; One Hundred Fifth Congress, first session; on S. 1260 ...; October 29, 1997
- The Securities Litigation Uniform Standards Act of 1997--S. 1260 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate; One Hundred Fifth Congress, second session; on S. 1260 ...; February 23, 1998
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- The Wall Street journal guide to understanding money & investing
- The Wall Street transcript
- The accounting establishment : a staff study
- The age of ESMA : governing EU financial markets
- The analysts journal
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- The complete book of international investing : how to buy foreign securities and who's who on the international investment scene
- The cost of being a public company in light of sarbanes-oxley and the federalization of corporate governance : hearing before the Subcommittee on Capital Markets, Securities, and Investment of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fifteenth Congress, first session, July 18, 2017
- The economic effect of blue sky laws ...
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- The great bull market; : Wall Street in the 1920s
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- The law of securities regulation
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- Transaction costs and institutional investor trading strategies
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- Wall Street
- Wall Street words : an essential A to Z guide for today's investor
- Who regulates whom? : an overview of U.S. financial supervision
- Wolfson, Phillips and Russo's Regulation of brokers, dealers and securities markets, 1982 supplement
- Yearbook of international financial and economic law
- 증권법연구
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<div class="citation" vocab="http://schema.org/"><i class="fa fa-external-link-square fa-fw"></i> Data from <span resource="http://link.bu.edu/resource/QsAmVJJf2zQ/" typeof="CategoryCode http://bibfra.me/vocab/lite/Concept"><span property="name http://bibfra.me/vocab/lite/label"><a href="http://link.bu.edu/resource/QsAmVJJf2zQ/">Securities</a></span> - <span property="potentialAction" typeOf="OrganizeAction"><span property="agent" typeof="LibrarySystem http://library.link/vocab/LibrarySystem" resource="http://link.bu.edu/"><span property="name http://bibfra.me/vocab/lite/label"><a property="url" href="http://link.bu.edu/">Boston University Libraries</a></span></span></span></span></div>
